Get AI-powered advice on this job and more exclusive features. Job Title: Business Analyst – Trade Surveillance Location: Charlotte, NC (onsite) Duration: 12 months. Type: W2 Contract We are seeking a Trade Surveillance Business Analyst to enhance our compliance technology systems, ensuring adherence to FINRA, SEC, and global market abuse regulations. You will act as a liaison between Compliance, Trading Desks, and IT teams to optimize surveillance systems, detect market manipulation, and reduce false positives in alert generation. Job Description Requirement Analysis: Gather and document business requirements for trade surveillance systems (e.g., Nasdaq SMARTS, Actimize, Bloomberg SURF). Define rulesets for detecting insider trading, spoofing, wash trades, and other market abuse patterns. System Optimization: Reduce false positives by refining surveillance algorithms and thresholds. Collaborate with quants/data scientists to improve machine learning models for anomaly detection. Stakeholder Collaboration: Work with Compliance Officers to align surveillance workflows with SEC Rule 15c3-5, MAR (Market Abuse Regulation), and MiFID II. Partner with IT to implement enhancements in real-time monitoring and post-trade analytics. Data & Reporting: Analyze trade/communication data (voice, chat, emails) for suspicious activity. Develop dashboards (Power BI, Tableau) for surveillance metrics and regulatory reporting. Required Skills & Experience 9+ years as a Business Analyst in Trade Surveillance, Compliance, Capital Markets Technology. Deep understanding of equity/derivative trading behaviors and market abuse typologies. Hands-on experience with surveillance tools (SMARTS, Actimize, Eventus, or similar). Proficiency in SQL, Excel, and data analysis (e.g., parsing FIX messages, trade logs). Knowledge of global regulations (FINRA, SEC, MAR, CFTC). Preferred Familiarity with Python/R for data analysis (Pandas, regex for communication surveillance). Exposure to cloud-based surveillance solutions (AWS, Azure). Certifications like CAMS, CFA, or Series 7/24. Seniority level Associate Employment type Full-time Job function Research, Analyst, and Information Technology #J-18808-Ljbffr Accord Technologies Inc
...applicable Federal Aviation Regulations, manufacturers specifications and recommendations. Your day to day will consist of daily inspections and ensuring that all applicable FAA regulations are met. Duties and responsibilities: Maintain and keep current a file of...
...Job Description Job Description Must have experience in P&C investigations. * Candidates who do not have property (non-auto) experience... ...is a W-2 role; subcontractors will not be considered. The SIU Investigator should demonstrate proficiency in the following areas...
...rapidly growing company that has reinvented the process of commercial and residential home services including window cleaning, Power/Soft Home Washing, Gutter Cleaning and Post Construction clean up. At every point of the process, we have developed and utilized technology...
...Role: Azure & Databricks Administrator Location: Remote USA Duration : Full Time Role (NO C2C/W2/C2H/1099) Work Authorization: This role is not eligible for company sponsorship now or in future Looking for an experienced Azure & Databricks Admin to manage...
...daily assignments and checklists as assigned. # Assist other bartenders and servers whenever necessary for total unity and teamwork to... ...meetings and on-going training sessions. # Stay aware of Company/hotel/franchise information and changes Education ~ High...