Governance & Controls - Risk Advisor I - FINRA Job at Truist, Miami, FL

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  • Truist
  • Miami, FL

Job Description

Governance & Controls - Risk Advisor I - FINRA Join to apply for the Governance & Controls - Risk Advisor I - FINRA role at Truist . 1 day ago Be among the first 25 applicants. Need Help? If you have a disability and need assistance with the application, request a reasonable accommodation by sending an email to Accessibility (accommodation requests only). Position Details This role involves engaging with Business Units to manage risks and controls, executing risk program requirements (e.g., RCSA, KRIs), providing risk advice, and reporting risks. The position requires monitoring and remediating control weaknesses, executing risk mitigation strategies, and supporting risk management initiatives. Responsibilities Provide risk advice to business areas to strengthen control environments and ensure compliance. Identify and remediate control gaps. Monitor, measure, and escalate risks; report findings to leadership. Execute risk program requirements, including control monitoring and testing. Manage controls, including those related to SOX and regulatory compliance. Support risk management initiatives and special projects. Qualifications Bachelor’s degree in Accounting, Business, Finance, or related field. 3-6 years of experience in risk management within a financial institution. Understanding of SOX and industry regulations. Knowledge of operational and non-financial risks. Strong communication skills and computer proficiency. Willingness to travel occasionally. Preferred Qualifications Master’s degree in Finance or Business. Over 6 years of banking or relevant experience. Audit experience and FINRA licenses (Series 7, 24, 53, 66). Benefits Eligible employees receive comprehensive benefits including health insurance, 401k, paid time off, and more. Specific benefits depend on employment status and division. Equal Opportunity Statement Truist is an Equal Opportunity Employer and a Drug-Free Workplace. We do not discriminate based on race, gender, age, disability, or other protected classes. #J-18808-Ljbffr Truist

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